Safekeeping and Recordkeeping.
Accurate, auditable records of every asset across every fund. Financial instruments in custody, alternative assets, loans, FX forwards, and other ex-custody positions, all in one structured register with continuous oversight and full audit traceability.
Asset Register
Lumen Global Growth Fund III
Positions
642
Verified
638
To review
4
Every asset, every structure, every fund.
From listed instruments to multi-layer alternative fund structures, Depowise maintains a complete, auditable record of every asset across every fund on the platform.
Asset register · 642 positions
All verifiedListed equity
284 positions
Bonds
146 positions
Private equity
98 positions
Loans
42 positions
Real estate
57 positions
FX forwards
15 positions
Complete asset coverage
Every asset class, every fund structure. Listed instruments, alternative assets, multi-layer SPV structures, loans, FX forwards, and ex-custody positions, all maintained in one structured register.
Documents · Atlas SPV-A
LP Agreement
Validity · 8 months
Cert of Incorporation
Validity · 2 years
Shareholder Register
Expires in 12 days
Subscription Agreement
Validity · 4 months
Annual Audit Report
Required · not provided
Auto-workflow on expiry
WF-2014Document-driven governance
Configurable document requirements per asset and transaction type. Mandatory document tracking, validity dates, deadline alerts, and approval workflows ensure nothing is missing at the point of regulatory review.
Audit log · today
- 14:08Verified
Position value updated
Artur Reiter
- 13:42Logged
New document linked
Auto
- 11:15Signed
Verification approved
Sara Martinez
- 09:00Logged
Quarterly cycle started
Auto
Full traceability
Timestamped · immutableAudit-ready at all times
Every position, transaction, and document change is logged with full traceability. The asset register provides the evidence base for ownership verification, regulatory reporting, and external audit.
A statutory duty under UCITS V and AIFMD.
Safekeeping and recordkeeping are statutory depositary obligations, not administrative tasks. Depositaries must maintain a comprehensive, up-to-date record of all fund assets and ensure ongoing safekeeping of financial instruments held in custody.
UCITS V · Article 22
Requires depositaries to ensure safekeeping of all financial instruments held in custody and maintain an accurate record of all other assets.
AIFMD · Article 21
Requires depositaries to safeguard assets in custody and verify ownership of all other assets on an ongoing basis.
Audit evidence · Always-on
Every position, document, verification step, and approval is logged with full traceability for audit and regulatory review.
Complete recordkeeping for alternative fund structures.
For alternative investment funds, Depowise provides a structured asset register covering the full complexity of AIF investments: direct holdings, multi-layer SPV structures, investment projects, and co-investor relationships. The asset register is the single source of truth for all non-custody assets and serves as the foundation for ownership verification and quarterly review.
- Multi-level SPV structures recorded with investor, investee, and instrument relations, including ownership percentages, investment dates, and balance information.
- Traffic-light document tracking at investment and underlying levels, with configurable mandatory documents, validity dates, and deadline alerts.
- Investment structure graph showing the full hierarchy of entities, instruments, and positions, with drilldown into transactional detail and linked cash flows.
- Backdating supported for historical accuracy. Global investment list available across all funds with filter options.
Investment structure · Global Real Assets Fund
Global Real Assets Fund
Master fund · LU2398745612
Atlas SPV-A
100% · €42.1M
Tower SPV-B
65% · €27.4M
Sub-SPV C
Real estate
Sub-SPV D
Private equity
Loan note 04
Direct loan
Drill-down into transactional detail
3 levels deepOngoing verification, not a one-time check.
For assets not capable of being held in custody, the depositary's obligation is to verify that the fund retains ownership rights on an ongoing basis. Depowise structures this process with configurable document requirements per asset type, automated workflow triggers on new investments and transactions, and AI-assisted content validation for uploaded documents.
- Configurable document requirements per asset and transaction type: certificates of incorporation, LP agreements, shareholder registers, subscription agreements, and more.
- Automated workflow start on creation of new investments or transactions in the asset register, ensuring verification steps are never missed.
- AI-assisted document content validation: the system checks that uploaded documents contain the expected information for each asset type and surfaces warnings when content is missing or inconsistent.
- Full document history per asset with approval workflows, commentary, and source-linked traceability.
Documents · Atlas SPV-A
Certificate of incorporation
Verified · within validity
- AI-checked
Shareholder register
Verified · within validity
- AI-checked
Subscription agreement
Verified · within validity
- AI-checked
LP agreement v3.2
Validity ends in 9 days
Recent audit report
Required · not yet provided
Verification workflow auto-started
WF-2014 · Maker-CheckerIndependent verification from source.
Circularisation is the process by which depositaries independently verify asset positions by contacting custodians, sub-custodians, and other relevant counterparties directly. Depowise structures this process with configurable questionnaires, a secure external portal for counterparty responses, and full documentation for audit and regulatory evidence.
- Configurable questionnaires sent to custodians and counterparties via a secure portal link with PIN-based access. No full platform account required for external parties.
- Responses tracked within the platform against the related fund, investment, or asset record, with comment and document attachment options.
- Full traceability of the circularisation process from initiation to response and resolution, supporting audit evidence requirements.
Circularisation portal
Sent to · Q2 2026 verification
- Responded
Custodian Alpha
PIN ****-4218 · 2 days ago
- Responded
Custodian Beta
PIN ****-9012 · 4 days ago
- Pending
Sub-custodian Gamma
PIN ****-5503 · -
PIN-based portal access
No platform account required. Responses linked to the fund record automatically.
Full audit trail of the cycle
From initiation to resolution“Our asset register covers hundreds of positions across multiple fund structures. Everything is tracked, documented, and ready for review at any point.”
Head of Depositary Operations
European Custodian Bank · Client since 2022
Multi-level
SPV structures supported
12+
Document types tracked per asset
AI-assisted
Document content validation
See your depositary operations on Depowise.
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